November 8, 2001  

 

PROSECUTOR’S OFFICE CONCLUDES MERCER COUNTY CORRECTIONAL CENTER INVESTIGATION

 

Trenton, NJ – Mercer County Prosecutor Daniel G. Giaquinto released today his report on the escape of Terrence Brewer from the Mercer County Correctional Center (MCCC).  Consistent with an earlier announcement, Prosecutor Giaquinto reaffirmed that criminal charges against anyone other than Terrence Brewer are not warranted.  In addition, the investigation determined that: 

-          Physical or facility defects contributed to the escape;

-          Lack of uniform and effective operating procedures contributed to the escape;

-          The primary cause giving rise to the escape was human error. 

Deputy First Assistant William A. Zarling, who oversaw the investigation, recommended to the Prosecutor that criminal charges were not warranted. 

Prosecutor Giaquinto stated:

-          Our investigation focused on whether anyone other than Terrence Brewer had violated criminal laws in regard to the escape.  Therefore, the scope was limited to the events of the day and the circumstances giving rise to the escape.

-          Although we previously announced that criminal charges were not warranted, we are releasing this report due to the important issues of public safety and the significant, local public interest in this matter.

-          The fugitive investigation to return Terrence Brewer to justice and this related investigation were our highest priorities.  Therefore, I entrusted this matter to an experienced, career prosecutor, Deputy First Assistant William A. Zarling.

-          This investigation was thorough, professional and objective, based solely on whether criminal charges should be brought, within the context of the public safety issues presented.

-          I am satisfied that our findings are supported by the evidence and that our conclusions are consistent with the findings.  Accordingly, I have accepted the recommendations of Deputy First Assistant Zarling, and our file in this matter is now closed.

-          Our conclusions regarding no criminal charges do not exonerate any correction officers or officials of potential administrative violations.  Thus, our file has been turned over to the County administration for whatever action it deems appropriate.

 

This office is grateful to County Executive Robert Prunetti and his administration, MCCC Warden Dennis G. Cunningham and his staff, particularly Corrections Sergeant Henry Loftin of the MCCC Internal Affairs Unit, the Hopewell Township Police Department, Stuart J. Alterman, Esquire, and Kendall J. Collins, Esquire, representing the correction officers union, and the New Jersey Air National Guard for their cooperation and assistance in conducting this complex investigation.

 

                                          FACTUAL OVERVIEW

 

            On August 30, 2001, Terrence Brewer was an inmate at the Mercer County Correction Center, housed in A-pod, the institution’s maximum-security unit, awaiting sentencing for a July 21, 1998, Trenton murder for which he was convicted in June 2001.  At the time of his June conviction, Brewer was serving the remainder of a 1985 Mercer County 20-year armed robbery sentence at Eastern State Prison at Rahway following a parole revocation after his arrest for the 1998 murder.  He had been transferred from Eastern State Prison to MCCC prior to the commencement of the murder trial in May 2001.  Following the trial, the Honorable Paul T. Koenig, Jr., J.S.C., the trial judge, ordered on the record that Brewer be returned to Eastern State Prison.  However, that order was never transmitted to the MCCC, and, therefore, Brewer remained housed there pending sentencing.

            At approximately 9:05 a.m., on August 30, 2001, inmate Brewer escaped from the confines of the maximum-security unit during a supposedly supervised move to the outdoor recreation yard.  After being permitted to go outdoors, he managed, unobserved, to scale a brick wall providing access to the roof of the institution.  Once on the roof, he removed and abandoned his institutional orange jumpsuit, having provided himself in preparation for the escape with a gray sweatshirt and sweatpants and a pair of Timberland hiking boots. 

            Now, dressed as a civilian, Brewer, again unobserved, crossed the roof of the institution to its lowest point, one story off the ground, over the visitor center.   There, still unobserved, he jumped over the single strand of razor wire securing the roof and fell to the concrete sidewalk area below.

            Brewer, having injured himself during the fall, was discovered on the ground at approximately 9:10 a.m. by a corrections officer.  Several officials gathered and, believing that Brewer was a civilian who had come to the institution to provide money for an inmate and had fallen, an ambulance was called.  The ambulance arrived at approximately 9:30 a.m., and, in due course, Brewer was transported to Capital Health System – Mercer Campus, where he arrived at approximately 10:15 a.m.  A nurse noted his presence in the hospital at approximately 10:30 a.m.  Approximately 15 minutes later when she returned to check on him, Brewer had disappeared, apparently walking out of the hospital. 

            A nurse at the hospital became concerned that the missing patient, transported from the MCCC, might have been an inmate.  She contacted the Trenton Police Department and, eventually, after a series of telephone calls, that issue was raised with a MCCC corrections lieutenant at approximately noon on August 30 by a Mercer County Detention Center corrections lieutenant, who was assured that the patient was a visitor.

            Back at the MCCC, no one in authority had noticed inmate Brewer was missing.  Despite the fact that three formal inmate counts were made by custodial staff over the intervening 12 hours, Brewer was not discovered missing until approximately 10:10 p.m. on August 30.

            Once Brewer could not be located on A-pod or elsewhere in the institution, the Hopewell Township Police Department, the Mercer County Sheriff’s Office and the New Jersey Department of Corrections were notified of the apparent escape at approximately midnight.  The Hopewell Township Police Department responded to the scene and commenced a search of Rte. 29 and areas surrounding the MCCC.  A statewide teletype announcing Brewer’s escape was issued by the Mercer County Sheriff’s Office at approximately 1:07 a.m., August 31.

            Warden Cunningham was notified of Brewer’s escape at approximately 1:30 a.m.  He immediately requested that the Hopewell Township Police Department institute the established Community Alerting Network protocols.  The escape siren was activated, and telephone notifications to area residents were made.

            The Mercer County Prosecutor’s Office was not notified of Brewer’s escape until approximately 2:30 a.m. on August 31.  Thereafter, this office spearheaded an intense fugitive investigation for inmate Brewer with the cooperation of the United States Marshals Service, the New Jersey State Police, the Special Investigations Division of the New Jersey Department of Corrections, the Mercer County Sheriff’s Office, the Trenton Police Department and the Hamilton Township Police Department.

            Based upon the pressure applied through this investigation, inmate Brewer surrendered himself on September 5, 2001, at approximately 7:15 p.m., to a bail bondsman.  He was taken at his request to the offices of The Times newspaper where he was arrested by members of the Trenton Police Department.

                                                  

PROCEDURAL STEPS

 

            The investigation involved formal interviews with a deputy warden, a corrections lieutenant, two corrections sergeants, seven corrections officers and an Internal Affairs investigator.  Some of those interviews resulted in formal typed statements; others in interview reports.  After the substance of those statements and reports was reviewed, four officers were re-interviewed.

            Because criminal charges were being investigated, the corrections officers were entitled to the assistance of counsel.  Although Stuart J. Alterman, Esquire, and Kendall J. Collins, Esquire, attorneys for the corrections officers’ union, and their clients were generally cooperative, it was necessary to schedule interviews around work shifts, days off and attorney’s work elsewhere.

             In addition, approximately 75 inmates housed on A-pod, the MCCC maximum-security unit, were interviewed.  Some formal statements were taken.  In other cases, interview reports were prepared.  The inmate interview process had to be interrupted for several days when inmate agitation led to a lockdown of A-pod, preventing inmates from being available for interviews.

Informal interviews were conducted of Warden Cunningham and former warden Harris A. Kline, now Acting Chief, Division of Employee Relations.  Copies of relevant institutional policies and procedures were obtained and reviewed. 

            The Hopewell Township Police Department assisted the investigation by interviewing relevant ambulance and hospital personnel.

            Photographs of relevant places and items inside and outside of the MCCC were taken, including aerial photographs of the institution.  Diagrams of the A-pod area of the MCCC were also obtained.

                                   

                                                     FINDINGS OF FACT

 

            Prosecutor Giaquinto stated that the investigation revealed the following:

 

A.  HOW THE ESCAPE OCCURRED

            Inmate Brewer was housed in the maximum-security unit of the Mercer County Correction Center, known as A-pod, awaiting sentencing in the Superior Court of New Jersey, Mercer County, following a murder conviction.

On the morning of August 30, the inmates of A-pod were scheduled for outdoor recreation.  That recreation was to be conducted in the A-pod yard, a fenced-in area located approximately 210 feet from the door to A-pod.

            In order to get from A-pod to the recreation yard, inmates exit A-pod through a metal security door, known as the “A” door, normally locked, except when corrections officers need to permit someone to enter or leave the unit by that route.  An inmate leaving A-pod by way of the “A” door would find himself in an L-shaped hallway.  The inmate would pass by a stairway leading up to a locked door, and then he would proceed down a few stairs to a locked metal security door, known as the “B” door, leading to the exterior of the institution.  Because of the L-shaped hallway, a person at or in the immediate vicinity of the “A” door cannot see anything at or in the vicinity of the “B” door.

            If the “B” door were opened, an inmate going outside would find himself in a short corridor between two parts of the institution.  There are high brick walls leading to the roof on both sides of the corridor.  The distance between the walls, that is the corridor, is approximately four (4) feet wide.  At the end of that corridor, an inmate would have to make a right turn to proceed to the recreation yard.  An inmate cannot proceed straight ahead from the corridor, because there is a chain link security fence there topped with razor wire blocking his path.  That security fence continues unbroken all the way to the recreation yard, providing a secure path with the fence on the left and the walls of the institution on the right.

            As an inmate turns right from the previously described corridor onto the path to the recreation yard, he would almost immediately encounter a chain link fence with a gate across his path.  That gate is normally locked, except when corrections officers or inmates need to proceed to or from the A-pod recreation yard. 

            Once through that gate, the recreation-bound inmate would walk straight ahead to the exterior corner of A-pod, then turn right.  At the end of the path is a chain link fence containing a gate, normally locked, leading into the A-pod recreation yard.  The recreation yard is entirely surrounded by a chain link security fence topped with razor wire.  The A-pod recreation yard is supervised by a corrections officer from a tower located just outside of the yard, separated from the inmates by the security fence topped with razor wire.  The tower is 15 feet tall with observation windows.   The chain link security fence is 13 feet tall, including a double strand of razor wire at the top.   The view from the tower is partially obstructed by the security fencing, particularly when looking back towards the exterior corner of A-pod.  It is a total of 116 feet from the “A” door to the point along the path where the tower officer can observe A-pod inmates heading toward the recreation yard.                          

            On August 30, inmate Brewer was prepared to escape.  He wore long john underwear and a gray sweatshirt and sweatpants underneath his institutional orange clothing.  He also wore a pair of Timberland hiking boots.  Information provided by some interviewed inmates indicated that Brewer had been planning his escape actively for at least a week.   Information also revealed that the planning began while Brewer was being transported back and forth from the MCCC to the Mercer County Court House during his trial in May and June.

            At approximately 9:05 a.m., the recreation officer called the A-pod housing officer to see if the unit was prepared for recreation.  He received a positive response.  Before recreation actually began, the A-pod housing officer went on break, replaced by another officer.  That officer took it upon himself to actually begin the recreation process, although that was not his assigned responsibility.  He left A-pod unattended and walked to the A-pod recreation yard to inspect it prior to releasing any inmates.  When he returned to A-pod, he left open the recreation yard gate, the security gate in the path and the “B” door in order to facilitate smooth movement of the inmates to the recreation yard.

            Upon his return to A-pod, the officer began to permit inmates to exit from A-pod to go to the recreation yard.  As he did so, another officer arrived to conduct the recreation yard movement.  He took over from the initial officer.  For a time, both officers were together at the “A” door.  The first officer went back into A-pod, where he turned the unit keys over to the housing officer who had returned from his break.  The second officer completed releasing inmates from A-pod for recreation, then locked the “A” door and proceeded to the recreation yard, locking “B” door and the path security gate as he went.  He then locked the recreation yard gate and returned to A-pod, locking the path security gate and the doors behind him.

When inmate Brewer passed through the unlocked “B” door into the previously described exterior corridor, he was effectively beyond the active supervision of any corrections personnel.  The two officers who became involved in handling the recreation movement were at the “A” door and could not see the “B” door or anything occurring in the exterior corridor.  Because of the construction of the institution itself, the tower officer supervising the A-pod recreation yard cannot see back to the corridor or even to its immediate environs.  Finally, there is a surveillance camera located on the exterior of the building just above the “B” door.  Warden Cunningham advised the investigators that the camera did not work properly, producing images so dark that inmate Brewer’s escape could not be observed.

            Upon reaching the corridor, inmate Brewer spread his arms and legs, touching both brick side walls simultaneously, and “chimney-climbed” his way to the roof of the building.  No razor wire or other security fencing or devices were in place in the corridor above the “B” door to inhibit such a climb.  Since inmate Brewer’s escape, the County administration has corrected that security problem by installing razor wire in that location.

Because of the L-shaped hallway, neither of the two officers was aware that inmate Brewer had scaled the walls in the corridor outside “B” door and gained access to the roof of the institution.

            It is impossible to determine accurately how many inmates left A-pod for recreation on the morning of August 30.  Although an institutional policy calls for written records of inmates leaving a housing unit for any reason, no such record was made on that day nor, generally, was such a record made in the normal course of A-pod recreation movements.  One inmate, Calvin Andrews, apparently attempting to join inmate Brewer’s escape, injured himself and returned to A-pod, assisted by another inmate.  Another inmate elected to return to A-pod rather than proceed to the recreation yard.  Inmate Brewer had disappeared, although that fact was unknown to anyone other than inmates at that point.  The officer who took over letting the inmates out of A-pod for recreation reported 26 inmates moved and, eventually, reported 26 inmates returned.  Obviously, that was incorrect.  However, the actual number of inmates leaving the unit can never be known for certain.

            It must be noted that the corrections sergeant assigned to supervise A-pod on August 30 was not present at the time of the recreation movement.  The tower officer generally contacts the A-pod housing officer to determine whether the unit is ready for recreation.  If so, the recreation is scheduled, and the tower officer alerts the assigned sergeant via radio when he is ready for inmates to be released from A-pod to go to the yard.  On August 30, because the officer covering for the housing officer went outside himself to start the recreation process, he had a direct conversation with the tower officer, no radio call was made, and the sergeant had no idea that A-pod recreation was in progress.

            Upon reaching the roof, inmate Brewer removed his institutional orange jumpsuit and abandoned it.  Clothed now in the gray sweat suit and boots, he made his way across the roof of the institution.  As part of the investigation, the roof was viewed from the A-pod recreation yard tower.  It is clear that if a person on the roof were to stay low, the tower officer, even if looking up there, could not possibly observe that person.

            Although the roof of the institution crossed by inmate Brewer is not uniform in height, varying somewhat from one part of the roof to another, it is basically flat, unobstructed and generally unsupervised, presenting no insurmountable barriers to a person seeking to traverse it from one side to another.

            Inmate Brewer, unobserved, did just that, making his way across the institutional roof to the lowest part, a one-story section over the visitor center, approximately 15 feet above the ground.  That section of roof was secured only by a two-foot high single strand of razor wire on top of the roof at its front edge.  Inspection of that portion of the roof revealed that a person could either jump over the razor wire or step through the razor wire onto a sturdy metal support and push off.  However it was accomplished, inmate Brewer landed on the concrete sidewalk area in front of the visitor center.  Apparently, no one saw him get off the roof or fall to the concrete sidewalk.  Since inmate Brewer’s escape, the County administration has installed two additional strands of razor wire across the edge of the low roof, making it three strands high, approximately six feet tall, effectively correcting that security problem.

            Inmate Brewer was injured by the fall, in pain and with his mobility adversely affected.  He remained on the sidewalk, where he was eventually observed by a corrections officer.  Others were alerted, and eventually present were a deputy warden, a corrections lieutenant, three corrections officers, an Internal Affairs investigator and a MCCC nurse.

When questioned, Brewer gave the false name, Charles Watson, and indicated that he had come to the institution to drop off money for an inmate, Calvin Andrews, the injured inmate who apparently attempted to join the escape.  Although the main MCCC gate officer, responsible for admitting all persons to the institution, denies leaving his post, another officer told investigators that the gate officer came over to the group and stated that he had seen no visitors yet that day.  However, at that point, no staff member knew that any inmate was missing, and none of the staff present outside the visitor center recognized “Charles Watson” as an inmate.   Moreover, on of the officers repeatedly told the others that Mr. Watson was a visitor.  It turned out, of course, that such assertion, apparently sincerely made, was an egregious and critical error.  During the investigation, this officer could not explain how such an error could have been made.  However, the assertion from this officer that Watson was a visitor was accepted without question by the other officers because they considered that officer to be highly respected.  Thus, no further investigation of Mr. Watson’s identity or bona fides was undertaken, especially when inmate Brewer feigned extreme pain.  Instead, an ambulance was called, inmate Brewer was loaded in it and he was transported out of the institution.

            Mr. Watson’s clothing did not raise any suspicions.  The plain gray sweat suit was a brand sold at the MCCC inmate commissary.  However, there is no evidence that inmate Brewer purchased his.  The investigation revealed that Brewer had obtained it from an unnamed inmate.  In any event, if it had an institutional genesis, there was no easy way for anyone to know, because the sweats sold by the institution bear no exterior markings so noting.  The investigation also revealed that the Timberland hiking boots were obtained by Brewer from an A-pod closet in which clothing taken from administrative segregation inmates was stored.  That closet has a lock, but the lock had been broken for some period of time.  Again, however the boots were obtained, there was nothing overtly suspicious about them.

            Inmate Brewer was transported by the ambulance to a Trenton hospital at his request, arriving at approximately 10:15 a.m.  Neither the ambulance crew nor anyone at Capital Health System – Mercer Campus had any reason to pay any special attention to their patient.  No one knew he was an inmate, and he was not under guard. 

The final issue regarding the escape itself that requires noting is the failure of the A-pod correction officers to realize that inmate Brewer had escaped for over 12 hours.  During that period, two corrections officers made three incorrect counts, in addition to the obviously inaccurate count made at the time of the A-pod recreation movement itself.  The failure to recognize Brewer’s absence might have gone on even longer except for the fact that an inmate finally called the problem with the count to the attention of a corrections officer.  Simply put, there is no reasonable explanation for the miscounts, particularly when the A-pod cells have windows in the doors measuring approximately one foot by three feet, providing a clear view of the cell interiors.  Clearly, the officers did not do their jobs properly.  Their count failures did not cause the escape, but certainly affected adversely the likelihood of its speedy end.

 

B.  Applicable Statutes

                                                     Terrence Brewer

            Terrence Brewer has been charged with Escape, in violation of N.J.S. 2C:29-5a.  An escape occurs when a person “without lawful authority removes himself from official detention.”

                                                      Calvin Andrews

            As to inmate Calvin Andrews, the crime of Attempt to Commit an Escape, in violation of N.J.S. 2C:5-1a and N.J.S. 2C:29-5a, had to be considered.  An attempt to commit a crime occurs when a person, “…acting with the kind of culpability otherwise required for the commission of the crime, he:”

                        …(3) Purposely does or omits to do anything which, under

            the circumstances as a reasonable person would believe them to

            be, is an act or omission constituting a substantial step in a course

            of conduct planned to culminate in his commission of the crime.

                                               

County Employees

            As to corrections officers and other MCCC employees, three potentially applicable statutes were considered.  First, if any such person were to be an accomplice of inmate Brewer, the crime of Escape, defined above, could be charged.  N.J.S. 2C:2-6c states that a person is an accomplice if:

                        (1) With the purpose of promoting or facilitating the

            commission of the offense; he

                        (a) Solicits such other person to commit it;

                        (b) Aids or agrees or attempts to aid such other person

            in planning or committing it; or

                        (c) Having a legal duty to prevent the commission of the

            offense, fails to make proper effort to do so.

Second, the elements of Official Misconduct, in violation of N.J.S. 2C:30-2, were reviewed.  That statute provides:

                        A public servant is guilty of official misconduct when, with

            purpose to obtain a benefit for himself or another or to injure or

            to deprive another of a benefit:

                        a. He commits an act relating to his office but constituting

            an unauthorized exercise of his official functions, knowing that

            such act is unauthorized or he is committing such act in an

            unauthorized manner; or

                        b. He knowingly refrains from performing a duty which is

            imposed upon him by law or is clearly inherent in the nature of

            his office.

Finally, the offense of Permitting or Facilitating Escape, N.J.S. 2C:29-5c, was also considered.  “A public servant concerned in detention commits an offense if he knowingly or recklessly permits an escape.  Any person who knowingly causes or facilitates an escape commits an offense.”

            In determining whether criminal liability exists pursuant to these statutes, the conduct of the actor must have been accompanied by the appropriate culpability requirement, “purposely,” “knowingly” or “recklessly,” as the particular statute requires.  “A person acts purposely with respect to the nature of his conduct or a result thereof if it is his conscious object to engage in conduct of that nature or to cause such a result.”  N.J.S. 2C:2-2b(1).  “A person acts knowingly with respect to the nature of his conduct… if he is aware that his conduct is of that nature… A person acts knowingly with respect to a result of his conduct if he is aware that it is practically certain that his conduct will cause such a result.”  N.J.S. 2C:2-2b(2).  “A person acts recklessly with respect to a material element of an offense when he consciously disregards a substantial and unjustifiable risk that the material element exists or will result from his conduct.”  N.J.S. 2C:2-2b(3).

 

CONCLUSIONS

 

A.  WHY NO CRIMINAL CHARGES ARE BEING FILED AGAINST ANYONE EXCEPT  INMATE TERRENCE BREWER

            1.  Inmate Calvin Andrews

As noted previously, inmate Calvin Andrews was injured at or about the same time inmate Brewer climbed the institutional walls to the roof.  A couple of inmates told investigators that he was injured attempting to duplicate the feat.  Andrews claimed to have injured himself falling down the stairs.  However, no correction officers viewed the incident, and the surveillance camera above the “B” door produced no usable images.  Thus, a prosecution of inmate Andrews for Criminal Attempt to Commit an Escape would rely entirely on the testimony of other inmates.  Experience suggests that prosecutions based upon uncorroborated inmate testimony are unlikely to be successful, and an unsuccessful prosecution of Andrews provides no deterrent effect and, perhaps, sends the opposite message.  For those reasons, no prosecution of Andrews will be initiated.

            2.  Corrections Officers and Officials

            As to the potential criminal liability of corrections officers, it must be clearly stated that the investigation produced absolutely no evidence indicating that any corrections officers or officials were accomplices of Brewer’s escape.  To be more specific, there is absolutely no evidence that anything was done or not done on August 30 by any corrections officers or officials with either the purpose to assist Brewer escape or with the knowledge that anything they did or failed to do was contributing to such escape.  Therefore, no charges of Escape, N.J.S. 2C:29-5a, or Misconduct in Office, N.J.S. 2C:30-2, could be sustained.

            As to N.J.S. 2C:29-5c, Permitting or Facilitating Escape, again, there is no evidence that any correction officer had knowledge that his conduct, whether in regard to permitting the A-pod inmates to “flow” to the recreation yard, in making incorrect counts or in failing to investigate adequately the bona fides of “Charles Watson,” would cause or facilitate an escape.  Thus, there was no “knowing” conduct upon which to base a prosecution.

            The investigation focused heavily on the issue of possible reckless conduct by corrections officers and officials.  After careful consideration of the various factors involved in the escape of Terrence Brewer, this office is satisfied that there was no “recklessness,” provable in the context of a criminal prosecution, on anyone’s part and, thus, no criminal liability.

            In making the “recklessness” determination, it must be understood that a myriad of factors contributed to the successful escape of inmate Brewer.  One set of factors, already mentioned above, involved building security issues.  The lack of razor wire in the corridor outside the “B” door, now corrected, the insufficient razor wire on the roof of the visitor center, now corrected, the insufficient height of the A-pod recreation yard tower, the malfunctioning security camera above the “B” door, in the process of being corrected, the blind spots caused by the L-shaped hallway outside of A-pod and the position of the A-pod recreation yard tower, the broken lock on the A-pod closet door that allowed Brewer to obtain the boots, now corrected, and the sale of sweatshirts and sweatpants not readily identifiable as inmate garb all fall into this category.

            One major factor in the escape was the decision of the corrections officer covering A-pod during the housing officer’s break to also run the recreation movement, not his assigned responsibility.  This error was compounded by his choice to leave the “B” door, the path security gate and the A-pod recreation gate open “so the inmates flow out into the yard.”  While such “flow” might make sense from a pure efficiency point of view, the obvious purpose of the locked checkpoints was to provide for security, not efficiency.  There is little doubt that if an officer had been present at the “B” door when the A-pod inmates went to recreation on August 30, the Brewer escape would not have occurred.

            Another major factor in the escape was the fact that neither officer who participated in the A-pod recreation movement assured that an accurate count of inmates leaving for and returning from that movement existed.  If it had, Brewer’s escape would have been detected either prior to his transport to or arrival at the hospital.   

            Another major factor in the escape was the failure of the officers in front of the visitor center to investigate and determine the true identity of inmate Brewer.

            Those things having been said, the failure to exercise good common sense or the negligent failure to perform one’s job are not sufficient bases for criminal liability.  The investigation revealed that the MCCC had no written policy or standard operating procedure defining the sequential method of opening doors and gates in moving A-pod inmates to and from the recreation yard.  Considering the blind spots and malfunctioning camera, the need for such a policy should have been evident.  Not only was there no written policy, but there apparently was no standard practice in that regard either.  The corrections officer who opened the two gates and “B” door on August 30 told investigators, “They are always left open so the inmates flow out into the yard.”  The tower officer confirmed that different officers utilized different methods of moving the inmates.  The investigation revealed that Brewer took advantage of the fact that certain officers permitted inmates to go to the recreation yard effectively unsupervised.  He was able to “practice” his escape by climbing the walls on at least two occasions prior to August 30.

            Closely associated with the lack of standard policies and procedures for moving A-pod inmates to and from recreation are issues of training, manpower and supervision.  As to training, both the corrections officer who began the recreation movement and the officer who took it over told investigators that they had never received any formal institutional training on how the doors and gates should be handled during such a movement.  When asked about such training, the officer who opened the gates and door on August 30 said, “No, I just heard by word of mouth.”  If so, he learned the “flow” method from other officers who practiced it themselves.  However, the officer who took over the recreation movement, while denying receipt of formal training regarding such movement, nonetheless related to investigators that he knew that the sequential method for opening the doors and gates was the appropriate method.

            Considering the blind spots on the way from the “A” door to the recreation yard, it is of significant concern that a single officer is assigned to move large numbers of A-pod inmates.  For example, if the common sense security procedures of locking and unlocking the doors and gates in sequence were followed, a single officer would find himself locked between the “A-door” and the “B” door, or between the “B” door and the path security gate, unarmed, with 20, 30 or 40 inmates. 

This office did not purport to carry out a security survey of the MCCC, and we fully recognize our lack of qualifications to do so.  Nonetheless, our investigation disclosed a simple, no cost, partial solution to the single officer and tower blind spot problems.  If the tower officer walked to a position opposite the “B” door when recreation was to commence and accompanied the inmates back to that location upon their return, he would be able to support the officer assigned to move the A-pod inmates, particularly since he is armed and separated from the inmates by the security fence.  In addition, there would no longer be a blind spot.  If the tower officer had been so assigned on August 30, the Brewer escape would not have occurred.

Finally, in regard to manpower and training, Warden Cunningham advised that he had tried to institute a policy that officers assigned to A-pod should be specially trained by the Corrections Officers Training Academy.  The correction officers union successfully filed a grievance regarding that policy. 

            A related issue involves supervision.  The corrections sergeant assigned to supervise A-pod on August 30 was not present at the time of the recreation movement.  That was so because the method generally employed for handling the commencement of the recreation movement was not followed that day.  Typically, the tower officer contacts the A-pod housing officer to determine if that unit is ready for recreation.  If so, the recreation is scheduled, and the tower officer advises the assigned sergeant via radio when inmates are ready to be released to the yard.  That radio message alerts the sergeant that a recreation movement is about to occur.  On August 30, because the officer covering for the housing officer went outside himself to start the recreation process, he had a direct conversation with the tower officer, no radio call was made, and the sergeant had no idea that A-pod recreation was in progress. 

            During the investigation, the sergeant said that except for the mix up of August 30, he always was present for A-pod recreation movements.  He noted that the “flow” method of moving inmates was unacceptable, he had never known of it being done that way, and he would have corrected it if he had known it.  He did acknowledge, however, that when he supervised the recreation movement, he did so from inside.  He would stay by the “A” door, counting the inmates while the officer assigned to the movement would station himself by the “B” door.   However, according to MCCC standard operating procedures, the sergeant is responsible for running the recreation movement, including going outside and checking the outer perimeter and fencing.

            The officer who took over the recreation movement on August 30 told investigators that he had handled recreation on a few prior occasions and had never even seen a sergeant present.  In addition, the officer who initiated the recreation movement by opening all the gates and door said that he had observed other officers doing it that way.  The tower officer confirmed that not everyone opened the doors and gates in sequence.  It would appear that a general lack of uniformity and/or failure of supervision contributed directly to the circumstances underlying the Brewer escape.

            When all of these factors are considered together, it would be difficult, if not impossible, to convince 12 jurors, unanimously and beyond a reasonable doubt, that any single correction officer was “reckless” to the degree required for a criminal conviction.  Thus, no charges of Promoting or Facilitating an Escape would be appropriate.

            These conclusions do not exonerate any correction officers or officials of potential administrative violations, where the standard of proof is much lower than in a criminal case.  Accordingly, our file has been turned over to the County administration for whatever action it deems appropriate.

 

SUMMARY

 

 

-          Criminal charges are not warranted against anyone other than Terrence Brewer.

-          Contributing factors to Brewer’s escape:

 

1)  Building Security Issues

            - Lack of razor wire in the corridor outside of “B” door, now corrected.

            - Insufficient razor wire on the roof of the visitor center, now corrected.

            - Insufficient height of the A-pod recreation yard tower.

- Malfunctioning security camera above the “B” door, in the process of       being corrected.

- Blind spots caused by the L-shaped hallway between the “A” and “B” doors.

- Blind spots in the tower officer’s view of inmates coming to and returning from the A-pod recreation yard caused by the location of the tower and the construction of the MCCC.

- Broken lock on the A-pod closet door enabling Brewer to obtain the Timberland hiking boots, now corrected.

 

                2)  Policy, Procedure, Manpower, Training and Supervision Issues

- Lack of specific written policy or standard operating procedure or uniform practice regarding the sequential opening and closing of doors and gates during A-pod recreation movements.

- Apparent failures of supervision regarding procedures used by officers to move A-pod inmates to and from the recreation yard.

-          Lack of specific requirement and procedure for formal count of all A-pod inmates immediately following return from a recreation movement, thereby delaying the ability to deal with a possible escape at an early stage.

 

                3) Human Error

- Decision of the officer replacing the housing officer who went on break to initiate the recreation process himself, outside of his assigned responsibilities, resulting in no notice to the corrections sergeant that A-pod recreation was ready to commence.

- Decision of the officer initiating the recreation movement to open the “B” door, path gate and recreation yard gate to permit the A-pod inmates to “flow” to the recreation yard without appropriate supervision.

- Failure of both the officer initiating the recreation movement and the officer who took it over to make an accurate count of A-pod inmates going to and returning from the recreation yard, delaying discovery of Brewer’s escape.

- Failure of two A-pod housing officers to properly determine the number of A-pod inmates present during three formal counts between 2:00 p.m. and 10:00 p.m., unduly delaying discovery of Brewer’s escape.

-          Failure of the officers outside of the visitor center to properly investigate and determine the true identity of inmate Brewer and the specific error of the officer who repeatedly stated that “Charles Watson” was a visitor, effectively halting any investigation into his identity.

 

            Prosecutor Giaquinto stated:

This office did not purport to carry out a comprehensive security survey of the MCCC, and fully recognizes its lack of qualifications to do so  Thus, the focus of our investigation was on the Brewer escape and its particular causes.

            There were many contributing factors that gave rise to this escape,but the primary or proximate cause was the virtual calamity of human errors that occurred on that day.  Hopefully, with the institution of controlled, uniform and well-supervised methods of conducting yard movements, repetition of this situation may be easily avoided in the future.